Most financial advisors are covered by the suitability rule, and other investment advisors are covered by the fiduciary duty rule. Almost every law firm will tell you its lawyers provide a “free initial consultation”, which usually means they’ll listen to your story and tell you how much they charge. We do an entire preliminary workup of your case, free of charge and without any obligation on your part to retain us. Kiromic BioPharma Stock Loss Lawyer s the only way you and we can know whether you have valid and provable claims — the only kind of claims we handle. When customers offinancial servicesfirms notice investment losses, they are generally not familiar with the complex legal or regulatory issues that may constitute securities fraud, negligence, or other improper behavior.
Most of our clients do not pay our firm anything until we win the case. We work on a contingency basis and don’t require any payment to start. For approximately 50 years, our attorneys have handled thousands of securities cases in FINRA, NASD, and NYSE arbitration, as well as in state and federal court. We have recovered millions of dollars for our clients against some of the largest firms on Wall Street.
Securities FraudSecurities fraud happens when corporations or their representatives mislead investors about the value of their securities. Corporate misconduct including misstatement of earnings, accounting manipulations, or other financial misrepresentations contributes to artificially inflate the stock price. Eventually the fraud is detected, the stock price drops and you are left holding an empty bag.
Securities & Investment Fraud Attorneys
I am very thankful to Sabrina Thornburg and Andrew Felix for everything that they have done on my case. Sabrina kept in touch with me to let me know how everything was going and I am very happy with the service that she and Andrew provided. Review and analyze your financial statements to help determine if securities fraud occurred.
Typically the fraudster will tell the investor that the security will earn significant funds, producing fabricated documents to further their scheme. You’ve already lost so much at the hands of those you thought you could trust. We also utilize a broad network of experts to gather as much information as we can to support your case. Work with financial experts who will calculate the extent of your damages and offer testimony regarding the securities fraud. If your advisor breached these duties, our attorneys may be able to help you receive compensation for the damages you suffered.
What does an investment lawyer do?
With that being said, decisions made by the arbitrators who hear your case will be final.
Did You Know . . You Can Speak to Attorney Robert Pearce About Your Case for FREE
Studies have found that asset allocation explains more than 90% of a portfolio’s performance. Margin accounts may be sold to investors as a means of increasing their buying power to own more stock without full, immediate payment. Margin accounts are especially high risk for average investors seeking to build portfolios for retirement. Investors may suffer significant losses even in legitimate, consensual margin trading, although customers who agree to margin accounts are often not made fully aware of the risks. Brokers may also charge commissions on the sale of these securities to compensate for the deficit, further depleting investors’ resources. Bonds are debts sold by companies or government entities to investors to raise capital.